时任SEC执法部(Division of Enforcement)负责人的罗伯特•库萨米(Robert Khuzami)当时表示：“违规提前获取市场数据（即使只提前几毫秒）在当今市场上可以成为一种真正的...
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如“公司融资部”发现了可疑的申报,会把可疑的文件移交给“执行部”(Division of Enforcement)进行调查。如“执行部”的调查结果发现是欺诈,他们必须在联邦法院对上市公司、机构或个人进行起诉。
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Division of Labor Standards Enforcement 劳工标准执行部
Division of Gaming Enforcement 打赌法律部
"This case is the insider trading version of the fox guarding the henhouse," said Robert Khuzami, director of the SEC's Division of Enforcement.
“此案分明是内幕交易版的让狐狸看管鸡窝。”美国证券交易委员会执行部主任(Division of Enforcement)罗伯特•库扎米表示。
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How many resulted in the initiation of investigations by the Division of Enforcement?
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